Personal Financial Planning Services

Australian Securities & Investment Commission (ASIC) imposes strict regulations on financial services industry. Only entities with approved licence (or authorized representatives of the licencee) granted by   ASIC can offer financial advice and financial products to the general public. In delivering financial planning services, Ivan Lee, in his capacity as the authorized representative of professional Investment Services Pty Ltd. (PIS, Australian Financial Services Licence no. 234951) is authorized to provide financial services in the following area:

  • Financial Planning
  • Superannuation
  • Managed Investment
  • Life Insurance
  • Securities

If you are interested in any of   the financial planning services,   the following steps apply :

  1. complete the preliminary client data form and send to us by clicking the "submit" button;
  2. we shall contact you and organize a complimentary initial consultation meeting with you;
  3. we will send a letter to you outlining the matters that we have discussed in the initial consultation meeting. We will summarize a few major strategies that   may   include in the Statement of Advice (SoA). Along with the letter, there are two other documents that you need to read i.e.   the Financial Services Guide (SFG) and the Supplementary Financial Services Guide (SFSG). An indication of   our estimated fees will also be included in the letter.
  4. Upon your written approval of our proposed service, we will start collecting your detail personal information and prepare a personalized SoA;
  5. Depending on the complexities of your financial situation, the SoA would normally be prepared within 10 working days;
  6. The completed SoA will be sent to you for your review;
  7. We shall contact you to organize a meeting to review the contents of the SoA;
  8. We shall obtain your authorization with regard to the implementation, partially implementation or no implementation of the plans as proposed in the SoA.

Personal Financial Planning is a broad subject. It may include managed investment, risk management, superannuation, estate planning etc.. However, we recommend you to share your retirement objectives with us regardless of your age as it is the number one concern most Australian have. For more detail, please visit our "Retirement " web page.

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Professional Investment Services Pty. Ltd. (A.B.N. 11 074 608 558)

Australian Financial Services Licence No. 234951

Email address :
info@profinvest.com.au

HO Telephone Number : 07 55740244 

         Ivan Lee BEc, M App Fin, CPA (Specialist in Financial Planning)

         Authorised Representative (AR No. 298341)

         C/- Australian Money Masters

         PO Box 190, Eastwood NSW 2122,

         PH/FX : 02 94166335  Mobil: 0412685283  Email : ilee@money-masters.com.au

 

 

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